RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• M•••• F•••••
- R•••••• W•••••• L•• independent RIA currentsince Apr 2, 2021 · Fairfax, Va
- A••••• A•• P••••••• S••••••• BD affiliatedJul 27, 2007 to Mar 4, 2021 · Fairfax, Va
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 8, 2003 to May 3, 2007 · Centreville, Va
- A••••• A•• P••••••• S••••••• to R•••••• W•••••• L••left Mar 4, 2021, registered Apr 2, 2021 (29 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- V•••• F•••••••• A•••••••• I••• to A••••• A•• P••••••• S•••••••left May 3, 2007, registered Jul 27, 2007 (85 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address