DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• W•••••• L••
Latest filing Apr 24, 2026
First filing on the tape Mar 3, 2021 · 36 filings
SEC status approved since Apr 2, 2021
RAUM
$395M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$395M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$98.7M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$395M as of Apr 24, 2026
Feb 7, 2022$178M then
HNW client RAUM$312M as of Apr 24, 2026
Feb 7, 2022$125M then
State-registered IARs (5.B.3)4 as of Apr 24, 2026
Feb 7, 20224 then
Employees (5.A)5 as of Apr 24, 2026
Feb 7, 20224 then
Private funds: no history
RAUM +14% over the last fiscal year+16% a year over threeIARs 2 to 4
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $98.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 59derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $596,431derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $395MreportedItem 5.I
- Custody
- $27.7M, 29 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$312M79%
- Individuals$83.1M21%
- Individual clients
- 135reported
- HNW clients
- 100reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 662reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $27.7M for 29 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• L••••• D•••Certified Financial Planner | Fairfax, Va | Apr 2, 2021 | 12 y | 1 |
| M••••••• M•••• F•••••Certified Financial Planner | Fairfax, Va | Apr 2, 2021 | 27 y | 2 |
| M•••• K•• T•••••Certified Financial Planner | Fairfax, Va | Jun 14, 2025 | 12 y | 0 |
| J•• C•••••••• M•••••• | Fairfax, Va | Apr 22, 2026 | 11 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- A••••• R•••••• L••• to G••••••••• A•••••••• L••Mar 12, 2026 · RIA to RIA
- T••••• C••••••••• M••••• to M••••• F•••••••• P••••••• I•••Jan 9, 2023 · RIA to a state-registered adviser
- M•••••• S••••• to C•••• C•••• T•••• C••••••Dec 31, 2022 · RIA to RIA
Joined, latest
- J•• C•••••••• M•••••• from K•• I••••••••• S••••••• L••Apr 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- T••••• C••••••••• M••••• from A••••• A•• P••••••• S•••••••Apr 2, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- J•••••• L••••• D••• from A••••• A•• P••••••• S•••••••Apr 2, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• S••••• from A••••• A•• P••••••• S•••••••Apr 2, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- M••••••• M•••• F••••• from A••••• A•• P••••••• S•••••••Apr 2, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from A••••• A•• P••••••• S•••••••Mar 3, 2021 · Fairfax, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••• J••••••• L••••• · Principal, Co-Founder And Chief Compliance Officercontrolsince 04/2021 · owns 25% to 50%
- F•••••• M•••••••• M•••• · Member / Principal And Co-Foundercontrolsince 04/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fairfax, Va · principal | 4 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 575 to 662Jun 21, 2025 to Mar 26, 2026
- Advisory employees · 2 to 4Jun 21, 2025 to Mar 26, 2026
- HNW clients · 99 to 100Jun 21, 2025 to Mar 26, 2026
- Individual clients · 117 to 135Jun 21, 2025 to Mar 26, 2026
- Assets in custody · $49.5M to $27.7MJun 21, 2025 to Mar 26, 2026
- Custody of client assets · false to trueJun 21, 2025 to Mar 26, 2026
- Employees · 4 to 5Jun 21, 2025 to Mar 26, 2026
- Financial planning clients · 101-250 to 1-10Jun 21, 2025 to Mar 26, 2026
- State-registered IARs · 2 to 4Jun 21, 2025 to Mar 26, 2026
- Discretionary RAUM · $346M to $394MJun 21, 2025 to Mar 26, 2026
- HNW RAUM · $292M to $312MJun 21, 2025 to Mar 26, 2026
- Individual RAUM · $54.2M to $83.1MJun 21, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $0 to $1.2MJun 21, 2025 to Mar 26, 2026
- RAUM · $346M to $395MJun 21, 2025 to Mar 26, 2026
- Financial planning clients · 101-250 to 101-250Mar 12, 2025 to Jun 21, 2025
- Accounts · 557 to 575Nov 26, 2024 to Mar 12, 2025
- HNW clients · 72 to 99Nov 26, 2024 to Mar 12, 2025
- Individual clients · 132 to 117Nov 26, 2024 to Mar 12, 2025
- Assets in custody · unset to 49477758.0Nov 26, 2024 to Mar 12, 2025
- Discretionary RAUM · $334M to $346MNov 26, 2024 to Mar 12, 2025
- HNW RAUM · $160M to $292MNov 26, 2024 to Mar 12, 2025
- Individual RAUM · $168M to $54.2MNov 26, 2024 to Mar 12, 2025
- RAUM · $334M to $346MNov 26, 2024 to Mar 12, 2025
- Accounts · 462 to 557Nov 7, 2024 to Nov 26, 2024
- HNW clients · 67 to 72Nov 7, 2024 to Nov 26, 2024
- Individual clients · 115 to 132Nov 7, 2024 to Nov 26, 2024
- Discretionary RAUM · $279M to $334MNov 7, 2024 to Nov 26, 2024
- HNW RAUM · $214M to $160MNov 7, 2024 to Nov 26, 2024
- Individual RAUM · $65.3M to $168MNov 7, 2024 to Nov 26, 2024
- RAUM · $279M to $334MNov 7, 2024 to Nov 26, 2024
- Wrap assets (manager) · unset to 0.0Nov 7, 2024 to Nov 26, 2024
- Wrap assets (sponsor) · unset to 0.0Nov 7, 2024 to Nov 26, 2024
- Accounts · 459 to 462May 31, 2023 to Mar 26, 2024
- Advisory activities · 3 to 2May 31, 2023 to Mar 26, 2024
- HNW clients · 71 to 67May 31, 2023 to Mar 26, 2024
- Individual clients · 114 to 115May 31, 2023 to Mar 26, 2024
- Employees · 3 to 4May 31, 2023 to Mar 26, 2024
- Discretionary RAUM · $234M to $279MMay 31, 2023 to Mar 26, 2024
- HNW RAUM · $205M to $214MMay 31, 2023 to Mar 26, 2024
- Individual RAUM · $48.4M to $65.3MMay 31, 2023 to Mar 26, 2024
Signals
11 dated events
- A••••• R•••••• L••• left R•••••• W•••••• L•• for G••••••••• A•••••••• L•• (registered 2026-07-16)Mar 12, 2026 · Advisor changed firm · fact
- Corbett M•••••• S••••• (Managing Member / Principal And Co-Founder) no longer on Schedule A of R•••••• W•••••• L•• (listed 2023-03-20, absent 2023-04-06)Apr 6, 2023 · Control person left · inference
- T••••• C••••••••• M••••• left R•••••• W•••••• L•• for M••••• F•••••••• P••••••• I••• (registered 2023-01-09)Jan 9, 2023 · Advisor changed firm · fact
- M•••••• S••••• left R•••••• W•••••• L•• for C•••• C•••• T•••• C•••••• (registered 2023-03-01)Dec 31, 2022 · Advisor changed firm · fact
- Christopher Thomas Massie (Member / Principal & Co-Founder) no longer on Schedule A of R•••••• W•••••• L•• (listed 2021-11-29, absent 2022-02-07)Feb 7, 2022 · Control person left · inference
- Christopher Thomas Massie (Member / Principal & Co-Founder) appeared on Schedule A of R•••••• W•••••• L••Apr 15, 2021 · Control person joined · fact
- Lauren Jessica Doll (Member / Principal And Co-Founder) appeared on Schedule A of R•••••• W•••••• L••Apr 15, 2021 · Control person joined · fact
- Mccoy Mitchell Falter (Member / Principal And Co-Founder) appeared on Schedule A of R•••••• W•••••• L••Apr 15, 2021 · Control person joined · fact
- Corbett M•••••• S••••• (Managing Member / Principal And Co-Founder / Chief Compliance Officer) appeared on Schedule A of R•••••• W•••••• L••Apr 5, 2021 · Control person joined · fact
- Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of R•••••• W•••••• L•• (listed 2021-03-03, absent 2021-04-05)Apr 5, 2021 · Control person left · inference
- R•••••• W•••••• L•• filed its initial SEC registration (Form ADV)Mar 3, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/reframewealthreportedpublic record, Form ADV, Sep 19, 2026
- Website
- R••••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (571) 354-8471reportedpublic record, Form ADV, Apr 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $98.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026