DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• A•• W••••

M•••••• C•••••• P•••••••independent RIAPleasanton, CaIA-onlyIAPD 3140823

Certified Financial Planner

Feed of 09/14/2026

Also filed as Carol Ann Garman

At current firm

11 y

since Jan 27, 2015

In the industry

27 y

since Feb 5, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Principalreportedmiradorcp.comfirm site, Sep 15, 2026
Business email: carol.wikle@miradorcp.comreportedmiradorcp.comfirm site, Sep 15, 2026
Direct business phone: 925-621-1028reportedmiradorcp.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

M•••••• C•••••• P••••••• independent RIA current
since Jan 27, 2015 · Pleasanton, Ca
C••••••••• C•••••• M••••••••• former
Jul 9, 2013 to Feb 9, 2015 · Pleasanton, Ca
M••••• S•••••• wirehouse
Jun 1, 2009 to Jul 24, 2013 · Pleasanton, Ca
M••••• S•••••• • C•• L•• unclassified
Dec 7, 2007 to Jun 1, 2009 · Pleasanton, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 15, 1999 to Dec 12, 2007 · Castro Valley, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••••••• C•••••• M••••••••• to M•••••• C•••••• P•••••••
left Feb 9, 2015, registered Jan 27, 2015 (-13 days) · Other · moved with a team
M••••• S•••••• to C••••••••• C•••••• M•••••••••
left Jul 24, 2013, registered Jul 9, 2013 (-15 days) · Other
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••
left Dec 12, 2007, registered Dec 7, 2007 (-5 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address