DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• A••• T••••

S•••••• F•••••••• G••••• L•••••independent RIADublin, Oh IA-onlyIAPD 3141999

Feed of 09/14/2026

At current firm

2 y

since Jan 2, 2024

In the industry

22 y

since Mar 4, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• F•••••••• G••••• L••••• independent RIA current
since Jan 2, 2024 · Akron, Oh
T•• J••••• G•••• C•••••• M••••••••• independent RIA
May 25, 2017 to Jan 29, 2024 · Columbus, Oh
J••• M••••• S••••••••• L•• wirehouse
Jul 28, 2016 to Apr 20, 2017 · Columbus, Oh
M••••• S•••••• wirehouse
Jun 1, 2009 to Aug 16, 2016 · Columbus, Oh
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 5, 2007 to Jun 1, 2009 · Columbus, Oh
J••• M••••• I••••••••• M••••••••• I••• asset manager
Jan 12, 2006 to May 23, 2007 · New York, Ny
J••• M••••• A•••• M••••••••• unclassified
Dec 17, 2004 to Dec 31, 2005 · Columbus, Oh
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 10, 2004 to Dec 16, 2004 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

T•• J••••• G•••• C•••••• M••••••••• to S•••••• F•••••••• G••••• L•••••
left Jan 29, 2024, registered Jan 2, 2024 (-27 days) · RIA to RIA
J••• M••••• S••••••••• L•• to T•• J••••• G•••• C•••••• M•••••••••
left Apr 20, 2017, registered May 25, 2017 (35 days) · Other
M••••• S•••••• to J••• M••••• S••••••••• L••
left Aug 16, 2016, registered Jul 28, 2016 (-19 days) · Wirehouse to wirehouse · moved with a team
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
J••• M••••• I••••••••• M••••••••• I••• to C•••••••• G••••• M•••••• I•••
left May 23, 2007, registered Apr 5, 2007 (-48 days) · Other
J••• M••••• A•••• M••••••••• to J••• M••••• I••••••••• M••••••••• I•••
left Dec 31, 2005, registered Jan 12, 2006 (12 days) · Other
C•••••••• G••••• M•••••• I••• to J••• M••••• A•••• M•••••••••
left Dec 16, 2004, registered Dec 17, 2004 (1 days) · Other

Signals

J•••••• A••• T•••• left T•• J••••• G•••• C•••••• M••••••••• for S•••••• F•••••••• G••••• L••••• (registered 2024-01-02)
Jan 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address