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Registered advisor
A•••• R•••••• R•••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSaint Petersburg, Fldual registrantIAPD 3142221
Certified Financial Planner
Feed of 09/14/2026
Also filed as A•••• R•••••• R•••••••
At current firm
7 y
since Feb 12, 2019
In the industry
27 y
since Dec 17, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 12, 2019 · Saint Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDAug 15, 2018 to Feb 14, 2019 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 12, 2016 to Aug 29, 2018 · St. Petersburg, Fl
- N••••••••• S••••••••• L•• no RAUMAug 1, 2008 to Sep 25, 2015 · Omaha, Ne
- 1••• C•••••• M••••••••• C•••••• unclassifiedJan 6, 2006 to Aug 1, 2008 · Newark, De
- B••• O•• S••••••••• C••••••••• unclassifiedDec 8, 2004 to May 31, 2005 · Shelbyville, In
- S••••••• F•••••••• S•••••••• I••• formerAug 6, 2004 to Dec 2, 2004 · Carmel, In
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 14, 2019, registered Feb 12, 2019 (-2 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Aug 29, 2018, registered Aug 15, 2018 (-14 days) · Affiliated broker-dealer or bank to another
- N••••••••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 25, 2015, registered Feb 12, 2016 (140 days) · Other
- 1••• C•••••• M••••••••• C•••••• to N••••••••• S••••••••• L••left Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to 1••• C•••••• M••••••••• C••••••left May 31, 2005, registered Jan 6, 2006 (220 days) · Other
- S••••••• F•••••••• S•••••••• I••• to B••• O•• S••••••••• C•••••••••left Dec 2, 2004, registered Dec 8, 2004 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address