DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
S•••• D•••
Feed of 09/14/2026
Also filed as S•••• Desquiron
At current firm
6 y
since May 1, 2020
In the industry
27 y
since Apr 30, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 1, 2020 · Des Moines, Ia
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 10, 2016 to May 11, 2020 · Des Moines, Ia
- I•••••••• A•••••••• L•• BD affiliatedFeb 4, 2009 to Dec 15, 2014 · Indianola, Ia
- P•••••••• S••••••••• I••• BD affiliatedJun 9, 2005 to Dec 31, 2008 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 11, 2020, registered May 1, 2020 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
- I•••••••• A•••••••• L•• to V••• F•••••••• A•••••••• I•••left Dec 15, 2014, registered Feb 10, 2016 (422 days) · Other
- P•••••••• S••••••••• I••• to I•••••••• A•••••••• L••left Dec 31, 2008, registered Feb 4, 2009 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address