DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Kenneth Lyons
Feed of 09/15/2026
At current firm
14 y
since Feb 27, 2012
In the industry
32 y
since Aug 3, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Private Advisor Group, LLC BD affiliated currentsince Feb 27, 2012 · Lebanon, Nj
- Pnc Wealth Management BD affiliatedNov 18, 2004 to Feb 17, 2012 · Summit, Nj
- Wells Fargo Advisors wirehouseNov 13, 2003 to Nov 24, 2004 · West Caldwell, Nj
- Bny Mellon Securities Corporation otherMay 9, 2002 to Nov 3, 2003 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to Private Advisor Group, LLCleft Feb 17, 2012, registered Feb 27, 2012 (10 days) · Other
- Wells Fargo Advisors to Pnc Wealth Managementleft Nov 24, 2004, registered Nov 18, 2004 (-6 days) · Other
- Bny Mellon Securities Corporation to Wells Fargo Advisorsleft Nov 3, 2003, registered Nov 13, 2003 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address