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Registered advisor

S•••• L••••••

B••••••• F• E•••••• • C••••••• I•••••••••BD affiliatedWildwood, Fl dual registrantIAPD 3159257

Feed of 09/15/2026

Also filed as S•••• D L••••••

At current firm

2 y

since May 16, 2024

In the industry

24 y

since Mar 6, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated current
since May 16, 2024 · Wildwood, Fl
W•••• F•••• A••••••• wirehouse
Aug 15, 2019 to May 15, 2024 · Coeur D'Alene, Id
C••• F•••••••• S•••••••• L••• former
Jul 11, 2018 to May 7, 2019 · Post Falls, Id
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 28, 2017 to Jul 10, 2018 · Coeur D'Alene, Id
J••• M••••• S••••••••• L•• wirehouse
Dec 22, 2014 to Aug 2, 2017 · Coeur D'Alene, Id
L•• F•••••••• L•• BD affiliated
Jan 27, 2012 to Dec 21, 2012 · Coeur D'Alene, Id
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Jan 31, 2012 · Coeur D'Alene, Id
A• G• E•••••• • S•••• I••• unclassified
Nov 21, 2005 to Jan 1, 2008 · St. Louis, Mo
M••••• S•••••• D• I••• unclassified
Mar 19, 2002 to Nov 21, 2005 · Laguna Woods, Ca

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to B••••••• F• E•••••• • C••••••• I•••••••••
left May 15, 2024, registered May 16, 2024 (1 days) · Wirehouse to affiliated broker-dealer or bank
C••• F•••••••• S•••••••• L••• to W•••• F•••• A•••••••
left May 7, 2019, registered Aug 15, 2019 (100 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••• F•••••••• S•••••••• L•••
left Jul 10, 2018, registered Jul 11, 2018 (1 days) · Wirehouse to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 2, 2017, registered Aug 28, 2017 (26 days) · Wirehouse to wirehouse
L•• F•••••••• L•• to J••• M••••• S••••••••• L••
left Dec 21, 2012, registered Dec 22, 2014 (731 days) · Other
W•••• F•••• A••••••• to L•• F•••••••• L••
left Jan 31, 2012, registered Jan 27, 2012 (-4 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to A• G• E•••••• • S•••• I•••
left Nov 21, 2005, registered Nov 21, 2005 (0 days) · Other

Signals

S•••• L•••••• left W•••• F•••• A••••••• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2024-05-16)
May 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address