RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• J•••• national BD currentsince Aug 13, 2024 · Braintree, Ma
- T••••••••• A••••••• I•• asset managerJan 14, 2015 to Apr 23, 2019 · Noblesville, In
- E•••• V•••• M••••••••• asset managerAug 13, 2009 to Dec 9, 2014 · Boston, Ma
- T••••••••• A••••••• I•• to E••••• J••••left Apr 23, 2019, registered Aug 13, 2024 (1939 days) · Other
- E•••• V•••• M••••••••• to T••••••••• A••••••• I••left Dec 9, 2014, registered Jan 14, 2015 (36 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address