RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A•••••• J••••••
- C•• I••••••• S•••••••• independent RIA currentsince Jan 5, 2017 · Austin, Tx
- K••••• F•••••••• G••••• I••• formerDec 7, 2017 to Feb 15, 2022 · Denver, Co
- M••••• A•••• M••••••••• C•••• independent RIAJun 18, 2013 to Jan 6, 2017 · Denver, Co
- C•••••••• W••••• C•••••• formerSep 21, 2012 to Jun 18, 2013 · Denver, Co
- D••••••••• F••• A••••••• L• asset managerSep 15, 2006 to Sep 21, 2012 · Austin, Tx
- A••••• A•• P••••••• S••••••• BD affiliatedJan 3, 2005 to Apr 20, 2006 · Denver, Co
- C•••••• S••••• • C••• I••• national BDFeb 5, 2003 to Oct 11, 2004 · Co
- K••••• F•••••••• G••••• I••• to no registered destinationleft Feb 15, 2022 · Departure, no registered destination
- M••••• A•••• M••••••••• C•••• to C•• I••••••• S••••••••left Jan 6, 2017, registered Jan 5, 2017 (-1 days) · Other
- C•••••••• W••••• C•••••• to M••••• A•••• M••••••••• C••••left Jun 18, 2013, registered Jun 18, 2013 (0 days) · Other
- D••••••••• F••• A••••••• L• to C•••••••• W••••• C••••••left Sep 21, 2012, registered Sep 21, 2012 (0 days) · Other
- A••••• A•• P••••••• S••••••• to D••••••••• F••• A••••••• L•left Apr 20, 2006, registered Sep 15, 2006 (148 days) · Other
- C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••left Oct 11, 2004, registered Jan 3, 2005 (84 days) · Other
- M••• A•••••• J•••••• no longer registered at K••••• F•••••••• G••••• I•••; no later IA registration on IAPDFeb 15, 2022 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address