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Registered advisor
N•••••• S•••••• B••••
Feed of 09/14/2026
Also filed as Nichole Santoro
At current firm
2 y
since Jan 11, 2024
In the industry
26 y
since Aug 22, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jan 11, 2024 · Salt Lake City, Ut
- W•••• F•••• A••••••• wirehouseMar 22, 2016 to Nov 19, 2020 · Salt Lake City, Ut
- E•••••• C•••••• M••••••••• L•• formerMar 26, 2015 to Mar 16, 2016 · Sandy, Ut
- W•••• F•••• A••••••• wirehouseMar 17, 2011 to Mar 18, 2015 · Salt Lake City, Ut
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 29, 2010 · Salt Lake City, Ut
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 2, 2004 to Jun 1, 2009 · Salt Lake City, Ut
- M••••• S•••••• D• I••• unclassifiedOct 28, 2002 to Nov 25, 2003 · Midvale, Ut
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Nov 19, 2020, registered Jan 11, 2024 (1148 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to W•••• F•••• A•••••••left Mar 16, 2016, registered Mar 22, 2016 (6 days) · Other
- W•••• F•••• A••••••• to E•••••• C•••••• M••••••••• L••left Mar 18, 2015, registered Mar 26, 2015 (8 days) · Other · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Oct 29, 2010, registered Mar 17, 2011 (139 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Nov 25, 2003, registered Nov 2, 2004 (343 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address