RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S••••• N••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Nov 25, 2020 · West Linn, Or
- E•••• V•••• M••••••••• asset managerJul 26, 2017 to Oct 22, 2019 · Boston, Ma
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerAug 11, 2010 to Jun 23, 2017 · Boston, Ma
- B••• A•••••••• L•• formerMay 10, 2005 to May 20, 2010 · Boston, Ma
- E•••• V•••• M••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 22, 2019, registered Nov 25, 2020 (400 days) · RIA to affiliated broker-dealer or bank
- C••••••• M••••••••• I••••••••• A•••••••• L•• to E•••• V•••• M•••••••••left Jun 23, 2017, registered Jul 26, 2017 (33 days) · Other
- B••• A•••••••• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••left May 20, 2010, registered Aug 11, 2010 (83 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address