DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• J••••• W•••••

T• P•••••• C••••• W••••• L••BD affiliatedTampa, Fldual registrantIAPD 3175008

Feed of 09/14/2026

Also filed as D••••• W•••••

At current firm

0 y

since May 26, 2026

In the industry

27 y

since May 15, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since May 26, 2026 · Tampa, Fl
L•• E••••••••• L•• BD affiliated
Nov 14, 2024 to Jun 1, 2026 · Tampa, Fl
P•••• S••••••••• L•• no RAUM
Sep 8, 2023 to Nov 14, 2024 · Tampa, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Dec 7, 2022 to Sep 6, 2023 · Hernando Beach, Fl
A• W••••• M••••••••• L•• BD affiliated
Jun 15, 2021 to Apr 15, 2022 · Manasquan, Nj
C•••••• S••••• • C••• I••• national BD
Jan 12, 2017 to May 26, 2021 · Bridgewater, Nj
P••••••••• B•••••••• S•••••••• I••• independent RIA
Aug 7, 2015 to Dec 27, 2016 · Manasquan, Nj
O••••••••• S••••••••• I••• BD affiliated
Mar 7, 2014 to Aug 10, 2015 · Phillipsburg, Nj
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Nov 30, 2012 to Mar 10, 2014 · Bloomsbury, Nj
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Apr 15, 2004 to Nov 27, 2012 · Bloomsbury, Nj
E•••••••• A•••••••• L•• national BD
Jul 30, 2002 to Oct 24, 2002 · Woodbridge, Nj

Moves

a registration end followed by a registration begin elsewhere

L•• E••••••••• L•• to T• P•••••• C••••• W••••• L••
left Jun 1, 2026, registered May 26, 2026 (-6 days) · Affiliated broker-dealer or bank to another
P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
F••••••• P••••••• A•• W•••••••• A••••••• to P•••• S••••••••• L••
left Sep 6, 2023, registered Sep 8, 2023 (2 days) · Affiliated broker-dealer or bank to another
A• W••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Apr 15, 2022, registered Dec 7, 2022 (236 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to A• W••••• M••••••••• L••
left May 26, 2021, registered Jun 15, 2021 (20 days) · Affiliated broker-dealer or bank to another
P••••••••• B•••••••• S•••••••• I••• to C•••••• S••••• • C••• I•••
left Dec 27, 2016, registered Jan 12, 2017 (16 days) · Other
O••••••••• S••••••••• I••• to P••••••••• B•••••••• S•••••••• I•••
left Aug 10, 2015, registered Aug 7, 2015 (-3 days) · Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to O••••••••• S••••••••• I•••
left Mar 10, 2014, registered Mar 7, 2014 (-3 days) · Other
E•••••••• A•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
left Oct 24, 2002, registered Apr 15, 2004 (539 days) · Other

Signals

D••••• J••••• W••••• left L•• E••••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2026-05-26)
Jun 1, 2026 · Advisor changed firm · fact
D••••• J••••• W••••• left F••••••• P••••••• A•• W•••••••• A••••••• for P•••• S••••••••• L•• (registered 2023-09-08)
Sep 6, 2023 · Advisor changed firm · fact
D••••• J••••• W••••• left A• W••••• M••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-12-07)
Apr 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address