RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• R• W••••
- L•• E••••••••• L•• BD affiliated currentsince Jan 7, 2025 · St Louis, Mo
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 13, 2021 to Dec 31, 2024 · Chesterfield, Mo
- P••• A••••• S••••••••• L•• BD affiliatedMar 19, 2019 to Jan 2, 2020 · Saint Louis, Mo
- L••••• F•••••••• G••••• L•• BD affiliatedAug 4, 2014 to Mar 1, 2019 · Saint Louis, Mo
- W•••• F•••• A••••••• wirehouseJul 1, 2008 to Jun 19, 2014 · St. Louis, Mo
- W•••••• • R••• formerApr 4, 2008 to Jul 2, 2008 · Edmond, Ok
- A••••••••• F•••••••• S•••••••• L•• national BDApr 27, 2005 to Nov 12, 2007 · Chesterfield, Mo
- M•• I•••••••• S•••••••• L•• to L•• E••••••••• L••left Dec 31, 2024, registered Jan 7, 2025 (7 days) · Affiliated broker-dealer or bank to a newly registered adviser
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jan 2, 2020, registered Jul 13, 2021 (558 days) · Affiliated broker-dealer or bank to another
- L••••• F•••••••• G••••• L•• to P••• A••••• S••••••••• L••left Mar 1, 2019, registered Mar 19, 2019 (18 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to L••••• F•••••••• G••••• L••left Jun 19, 2014, registered Aug 4, 2014 (46 days) · Other
- W•••••• • R••• to W•••• F•••• A•••••••left Jul 2, 2008, registered Jul 1, 2008 (-1 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W•••••• • R•••left Nov 12, 2007, registered Apr 4, 2008 (144 days) · Other
- P•••••• R• W•••• left M•• I•••••••• S•••••••• L•• for L•• E••••••••• L•• (registered 2025-01-07)Dec 31, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address