DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Vandalia Wealth
Legal name Vandalia Wealth Management Incorporated
Latest filing Jul 10, 2026
First filing on the tape Jan 20, 2026 · 5 filings
SEC status approved since Feb 19, 2026
RAUM
$250M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$250M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$17.8M
derived; firm RAUM over IAPD count
Employees
22
15 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$250M as of Jul 10, 2026
Jan 20, 2026$0 then
HNW client RAUM$125M as of Jul 10, 2026
Jun 16, 2026$125M then
State-registered IARs (5.B.3)15 as of Jul 10, 2026
Jan 20, 202613 then
Employees (5.A)22 as of Jul 10, 2026
Jan 20, 202623 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $17.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $532,141derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.3derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$125M50%
- Individuals$125M50%
- Individual clients
- 444reported
- HNW clients
- 25reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 469reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ashley Witt IsraelCertified Financial Planner | Asheville, Nc | Apr 30, 2026 | 14 y | 3 |
| Jonathan DorseyCertified Financial Planner | Beckley, Wv | Jun 15, 2026 | 17 y | 6 |
| John Davis FlemingCertified Financial Planner | Charleston, Wv | Jul 2, 2026 | 11 y | 4 |
| Dorsey Webster Tyndall | Greenville, Nc | Jul 2, 2026 | 29 y | 5 |
Advisor movement
1 left, 5 joined in 12 months
net +4 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 7.1% of current headcount1 left over 36 months
Left, latest
- Justin Mark Bonavitacola to Edward JonesSep 4, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Dorsey Webster Tyndall from Axxcess Wealth Management, LLCJul 2, 2026 · RIA to RIA
- John Davis Fleming from Axxcess Wealth Management, LLCJul 2, 2026 · RIA to RIA
- Jonathan Dorsey from LPL Financial LLCJun 15, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Ashley Witt Israel from Forvis Mazars Wealth Advisors, LLCApr 30, 2026 · RIA to a newly registered adviser
- Justin Mark Bonavitacola from Axxcess Wealth Management, LLCApr 27, 2026 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Axxcess Wealth Management, LLCJul 2, 2026 · Carlsbad, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael John Jones · President, Chief Operating Officer, And Wealth Advisorcontrolsince 01/2026 · owns 50% to 75%
- Scott Ian Mcilvaine · Chief Executive Officer, Chief Investment Officer, Chief Compliance Officer, And Wealth Advisorcontrolsince 01/2026 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charleston, Wv · principal | 13 | 13 | 0 | ||
| Beckley, Wv | 2 | 2 | 0 | ||
| Greenville, Nc | 2 | 2 | 0 | ||
| Cranberry Township, Pa | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 469May 21, 2026 to Jun 16, 2026
- Advisory employees · 14 to 15May 21, 2026 to Jun 16, 2026
- HNW clients · unset to 25.0May 21, 2026 to Jun 16, 2026
- Individual clients · unset to 444.0May 21, 2026 to Jun 16, 2026
- Employees · 21 to 22May 21, 2026 to Jun 16, 2026
- Insurance-licensed employees · 13 to 11May 21, 2026 to Jun 16, 2026
- State-registered IARs · 13 to 15May 21, 2026 to Jun 16, 2026
- Discretionary RAUM · $0 to $250MMay 21, 2026 to Jun 16, 2026
- HNW RAUM · unset to 124897688.0May 21, 2026 to Jun 16, 2026
- Individual RAUM · unset to 124676565.0May 21, 2026 to Jun 16, 2026
- RAUM · $0 to $250MMay 21, 2026 to Jun 16, 2026
- Advisory employees · 13 to 14Jan 20, 2026 to Apr 28, 2026
- Employees · 23 to 21Jan 20, 2026 to Apr 28, 2026
- Other offices · 4 to 5Jan 20, 2026 to Apr 28, 2026
Signals
2 dated events
- Justin Mark Bonavitacola left Vandalia Wealth for Edward Jones (registered 2026-09-04)Sep 4, 2026 · Advisor changed firm · fact
- 2 advisors left Axxcess Wealth Management, LLC (Carlsbad, CA) for Vandalia Wealth on the same dayJul 2, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 304-322-3106reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 304-683-1077reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 304-915-0260reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/vandalia-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- vandaliawealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 304-915-0260reportedpublic record, Form ADV, Jul 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $17.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026