RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• M• O••••
- T•• A•••••••• I••• BD affiliated currentsince Feb 28, 2025 · Scottsdale, Az
- K••••• A••••••• S•••••••• L•• BD affiliatedFeb 1, 2018 to Feb 18, 2025 · Phoenix, Az
- M• H••••••• S••••••••• I••• BD affiliatedFeb 11, 2011 to Feb 1, 2018 · Phoenix, Az
- E•••• S••••••••• L•• BD affiliatedFeb 20, 2001 to Jan 14, 2011 · Scottsdale, Az
- K••••• A••••••• S•••••••• L•• to T•• A•••••••• I•••left Feb 18, 2025, registered Feb 28, 2025 (10 days) · Affiliated broker-dealer or bank to another
- M• H••••••• S••••••••• I••• to K••••• A••••••• S•••••••• L••left Feb 1, 2018, registered Feb 1, 2018 (0 days) · Other
- E•••• S••••••••• L•• to M• H••••••• S••••••••• I•••left Jan 14, 2011, registered Feb 11, 2011 (28 days) · Other
- R••••• M• O•••• left K••••• A••••••• S•••••••• L•• for T•• A•••••••• I••• (registered 2025-02-28)Feb 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address