RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D••••• P••••
- S••••••••• W••••• A••••••• G•••• state registered currentsince Oct 13, 2025 · Los Angeles, Ca
- U•••• W••••• M••••••••• O• U•• independent RIAFeb 8, 2022 to Oct 3, 2025 · Henderson, Nv
- S•••••••• F••••••••• I••• formerApr 18, 2017 to Dec 31, 2021 · Los Angeles, Ca
- E•••••••• A•••••••• L•• national BDJul 22, 2003 to Mar 3, 2008 · Los Angeles, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 31, 2002 to Jul 1, 2003 · Los Angeles, Ca
- W••••••• F•••••••• S•••••••• I••• formerMar 5, 2002 to May 29, 2002 · Culver City, Ca
- U•••• W••••• M••••••••• O• U•• to S••••••••• W••••• A••••••• G••••left Oct 3, 2025, registered Oct 13, 2025 (10 days) · RIA to a state-registered adviser
- S•••••••• F••••••••• I••• to U•••• W••••• M••••••••• O• U••left Dec 31, 2021, registered Feb 8, 2022 (39 days) · Affiliated broker-dealer or bank to independent RIA
- E•••••••• A•••••••• L•• to S•••••••• F••••••••• I•••left Mar 3, 2008, registered Apr 18, 2017 (3333 days) · Other
- M•• I•••••••• S•••••••• L•• to E•••••••• A•••••••• L••left Jul 1, 2003, registered Jul 22, 2003 (21 days) · Other
- W••••••• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left May 29, 2002, registered May 31, 2002 (2 days) · Other
- M•••••• D••••• P•••• left U•••• W••••• M••••••••• O• U•• for S••••••••• W••••• A••••••• G•••• (registered 2025-10-13)Oct 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address