DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••••• S•••••••

L•• F•••••••• L••BD affiliatedNew York, Nydual registrantIAPD 3191633

Feed of 09/14/2026

Also filed as Margarita Ramdass

At current firm

2 y

since Sep 18, 2024

In the industry

13 y

since Nov 20, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 18, 2024 · New York, Ny
W•••••• S••••••••• I••• BD affiliated
May 24, 2022 to Oct 7, 2024 · New York, Ny
J••••• M••••••••• S•••• L•• BD affiliated
May 15, 2015 to Mar 11, 2022 · New York, Ny
M••••• S•••••• wirehouse
Nov 21, 2012 to May 21, 2015 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

W•••••• S••••••••• I••• to L•• F•••••••• L••
left Oct 7, 2024, registered Sep 18, 2024 (-19 days) · Affiliated broker-dealer or bank to another · moved with a team
J••••• M••••••••• S•••• L•• to W•••••• S••••••••• I•••
left Mar 11, 2022, registered May 24, 2022 (74 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to J••••• M••••••••• S•••• L••
left May 21, 2015, registered May 15, 2015 (-6 days) · Other · moved with a team

Signals

M•••••••• S••••••• left W•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2024-09-18)
Oct 7, 2024 · Advisor changed firm · fact
M•••••••• S••••••• left J••••• M••••••••• S•••• L•• for W•••••• S••••••••• I••• (registered 2022-05-24)
Mar 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address