DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• K•••• S••••••

T•• A•••••••• I•••BD affiliatedSummit, Nj dual registrantIAPD 3198257

Feed of 09/14/2026

Also filed as Kelly Sessoms

At current firm

4 y

since Feb 16, 2022

In the industry

19 y

since Oct 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• A•••••••• I••• BD affiliated current
since Feb 16, 2022 · Summit, Nj
M•• I•••••••• S•••••••• L•• BD affiliated
Jun 10, 2021 to Feb 17, 2022 · Raleigh, Nc
O•••• W•••••• I••• BD affiliated
Jan 6, 2020 to May 4, 2021 · Raleigh, Nc
A••••••• F•••••••• A•••••••• L•• BD affiliated
Oct 24, 2018 to Jul 16, 2019 · Mooresville, Nc
N••••••••• S••••••••• L•• no RAUM
May 5, 2009 to Sep 5, 2018 · Raleigh, Nc

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to T•• A•••••••• I•••
left Feb 17, 2022, registered Feb 16, 2022 (-1 days) · Affiliated broker-dealer or bank to another
O•••• W•••••• I••• to M•• I•••••••• S•••••••• L••
left May 4, 2021, registered Jun 10, 2021 (37 days) · Affiliated broker-dealer or bank to another
A••••••• F•••••••• A•••••••• L•• to O•••• W•••••• I•••
left Jul 16, 2019, registered Jan 6, 2020 (174 days) · Affiliated broker-dealer or bank to another
N••••••••• S••••••••• L•• to A••••••• F•••••••• A•••••••• L••
left Sep 5, 2018, registered Oct 24, 2018 (49 days) · Other

Signals

M•••••• K•••• S•••••• left M•• I•••••••• S•••••••• L•• for T•• A•••••••• I••• (registered 2022-02-16)
Feb 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address