RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• L••• S••••
- T•••• W••••• P•••••••• L•• independent RIA currentsince Sep 11, 2026 · Lake Charles, La
- P••••••••• C•••••• A••••••• independent RIAOct 24, 2023 to Sep 11, 2026 · Lafayette, La
- J• W• C••• A•••••••• I••• BD affiliatedJun 11, 2014 to Oct 24, 2023 · Lake Charles, La
- F•••• A••••• A••••••• S•••••••• I••• formerJul 2, 2012 to Jul 24, 2014 · Lake Charles, La
- F•••• A••••• S••••••••• I••• formerNov 19, 2010 to Jul 2, 2012 · San Diego, Ca
- N••• F•••••••• G••••• I••• formerJan 7, 2008 to Nov 24, 2010 · Lake Charles,, La
- C••••• A••••••• L•• formerDec 20, 2007 to Jan 10, 2008 · Baton Rouge, La
- C••••• I••••••••• S••••••• L•• formerJun 14, 2007 to Oct 31, 2007 · Lake Charles, La
- P••••••••• C•••••• A••••••• to T•••• W••••• P•••••••• L••left Sep 11, 2026, registered Sep 11, 2026 (0 days) · RIA to RIA
- J• W• C••• A•••••••• I••• to P••••••••• C•••••• A•••••••left Oct 24, 2023, registered Oct 24, 2023 (0 days) · Affiliated broker-dealer or bank to independent RIA
- F•••• A••••• A••••••• S•••••••• I••• to J• W• C••• A•••••••• I•••left Jul 24, 2014, registered Jun 11, 2014 (-43 days) · Other
- F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
- N••• F•••••••• G••••• I••• to F•••• A••••• S••••••••• I•••left Nov 24, 2010, registered Nov 19, 2010 (-5 days) · Other
- C••••• A••••••• L•• to N••• F•••••••• G••••• I•••left Jan 10, 2008, registered Jan 7, 2008 (-3 days) · Other
- C••••• I••••••••• S••••••• L•• to C••••• A••••••• L••left Oct 31, 2007, registered Dec 20, 2007 (50 days) · Other
- T••• L••• S•••• left P••••••••• C•••••• A••••••• for T•••• W••••• P•••••••• L•• (registered 2026-09-11)Sep 11, 2026 · Advisor changed firm · fact
- T••• L••• S•••• left J• W• C••• A•••••••• I••• for P••••••••• C•••••• A••••••• (registered 2023-10-24)Oct 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address