DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M•••••• T•••••

A••••• A•• P••••••• S•••••••BD affiliatedCharlotte, Nc dual registrantIAPD 3200920

Feed of 09/14/2026

Also filed as Joseph Tieber

At current firm

2 y

since Apr 11, 2024

In the industry

27 y

since May 4, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Apr 11, 2024 · Charlotte, Nc
M••••• S•••••• wirehouse
Sep 5, 2023 to Jan 2, 2024 · Iron Station, Nc
E•••••• C•••••• M••••••••• L•• former
Feb 28, 2022 to Sep 5, 2023 · Charlotte, Nc
A••••• F•••••••• A•••••••• L•• independent RIA
Mar 18, 2019 to Feb 4, 2022 · Charlotte, Nc
A••••• A•• P••••••• S••••••• BD affiliated
Mar 29, 2005 to Feb 14, 2019 · Charlotte, Nc
T•••••••• T•••• C••••••• F•• unclassified
Nov 16, 2004 to Mar 29, 2005 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to A••••• A•• P••••••• S•••••••
left Jan 2, 2024, registered Apr 11, 2024 (100 days) · Wirehouse to affiliated broker-dealer or bank
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
A••••• F•••••••• A•••••••• L•• to E•••••• C•••••• M••••••••• L••
left Feb 4, 2022, registered Feb 28, 2022 (24 days) · RIA to RIA
A••••• A•• P••••••• S••••••• to A••••• F•••••••• A•••••••• L••
left Feb 14, 2019, registered Mar 18, 2019 (32 days) · Affiliated broker-dealer or bank to independent RIA
T•••••••• T•••• C••••••• F•• to A••••• A•• P••••••• S•••••••
left Mar 29, 2005, registered Mar 29, 2005 (0 days) · Other

Signals

J••••• M•••••• T••••• left M••••• S•••••• for A••••• A•• P••••••• S••••••• (registered 2024-04-11)
Jan 2, 2024 · Advisor changed firm · fact
J••••• M•••••• T••••• left A••••• F•••••••• A•••••••• L•• for E•••••• C•••••• M••••••••• L•• (registered 2022-02-28)
Feb 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address