RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• R••••• H•••••••
- V••••••• A•••••••• I••• BD affiliated currentsince Dec 1, 2025 · Malvern, Pa
- O•••• P•••••••• S••••••••• L•• BD affiliatedJan 17, 2023 to May 6, 2025 · Berwyn, Pa
- O•••• P•••••••• S••••••••• L•• formerJan 10, 2022 to Jan 6, 2023 · Berwyn, Pa
- O•••• P•••••••• S••••••••• L•• BD affiliatedOct 19, 2020 to Dec 31, 2021 · Omaha, Ne
- B•••••• C•••••• I•• formerFeb 13, 2015 to Oct 16, 2020 · Berwyn, Pa
- L•••••• F•••••••• D••••••••• I••• unclassifiedSep 3, 2002 to May 11, 2009 · Philadelphia, Pa
- O•••• P•••••••• S••••••••• L•• to V••••••• A•••••••• I•••left May 6, 2025, registered Dec 1, 2025 (209 days) · Affiliated broker-dealer or bank to another
- O•••• P•••••••• S••••••••• L•• to O•••• P•••••••• S••••••••• L••left Jan 6, 2023, registered Jan 17, 2023 (11 days) · corporate re-registration, not a move
- O•••• P•••••••• S••••••••• L•• to O•••• P•••••••• S••••••••• L••left Dec 31, 2021, registered Jan 10, 2022 (10 days) · corporate re-registration, not a move
- B•••••• C•••••• I•• to O•••• P•••••••• S••••••••• L••left Oct 16, 2020, registered Oct 19, 2020 (3 days) · corporate re-registration, not a move
- L•••••• F•••••••• D••••••••• I••• to B•••••• C•••••• I••left May 11, 2009, registered Feb 13, 2015 (2104 days) · Other
- D••••• R••••• H••••••• left O•••• P•••••••• S••••••••• L•• for V••••••• A•••••••• I••• (registered 2025-12-01)May 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address