DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• S•••• P••••

C••••• I••••••••• A••••••• L••BD affiliatedAtlanta, Ga dual registrantIAPD 3202241

Certified Financial Planner

Feed of 09/15/2026

Also filed as Jeff Panik

At current firm

1 y

since Nov 15, 2024

In the industry

26 y

since Oct 28, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Nov 15, 2024 · Kennesaw, Ga
R•• A•••••••• L•• i••••••••• wealth
Aug 31, 2023 to Nov 14, 2024 · Kennesaw, Ga
I••••••••• A•••••• A•••••••• L•• i••••••••• wealth
Dec 11, 2019 to Sep 7, 2023 · Kennesaw, Ga
I•• A•••••••• L•• i••••••••• wealth
Nov 17, 2017 to Dec 13, 2019 · Kennesaw, Ga
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 12, 2013 to Nov 17, 2017 · Alpharetta, Ga
I••••• F•••••••• C••••••••• former
Dec 5, 2007 to Sep 6, 2013 · Marietta, Ga
I••••••••• P••••••••• I••• former
Jun 20, 2006 to Nov 26, 2007 · Smyrna, Ga
W•••• F•••• A••••••• wirehouse
Jul 31, 2003 to Oct 29, 2004 · Canton, Ga
U•• F•••••••• S••••••• I••• wirehouse
Jan 17, 2003 to Jul 18, 2003 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

R•• A•••••••• L•• to C••••• I••••••••• A••••••• L••
left Nov 14, 2024, registered Nov 15, 2024 (1 days) · RIA to affiliated broker-dealer or bank
I••••••••• A•••••• A•••••••• L•• to R•• A•••••••• L••
left Sep 7, 2023, registered Aug 31, 2023 (-7 days) · RIA to RIA
I•• A•••••••• L•• to I••••••••• A•••••• A•••••••• L••
left Dec 13, 2019, registered Dec 11, 2019 (-2 days) · RIA to RIA
A••••••••• F•••••••• S•••••••• L•• to I•• A•••••••• L••
left Nov 17, 2017, registered Nov 17, 2017 (0 days) · Other
I••••• F•••••••• C••••••••• to A••••••••• F•••••••• S•••••••• L••
left Sep 6, 2013, registered Sep 12, 2013 (6 days) · Other
I••••••••• P••••••••• I••• to I••••• F•••••••• C•••••••••
left Nov 26, 2007, registered Dec 5, 2007 (9 days) · Other
W•••• F•••• A••••••• to I••••••••• P••••••••• I•••
left Oct 29, 2004, registered Jun 20, 2006 (599 days) · Other
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Jul 18, 2003, registered Jul 31, 2003 (13 days) · Wirehouse to wirehouse

Signals

J•••••• S•••• P•••• left R•• A•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-11-15)
Nov 14, 2024 · a•••••• firm change · fact
J•••••• S•••• P•••• left I••••••••• A•••••• A•••••••• L•• for R•• A•••••••• L•• (registered 2023-08-31)
Sep 7, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address