DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Shannon Marie Sutherland

Commonwealth Financial Networknational BDReno, Nvdual registrantIAPD 3206242

Feed of 09/14/2026

Also filed as Shan Marie Sutherland

At current firm

3 y

since Apr 3, 2023

In the industry

26 y

since Aug 23, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Commonwealth Financial Network national BD current
since Apr 3, 2023 · Reno, Nv
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Feb 18, 2014 · Woodland Hills, Ca
A. G. Edwards & Sons, Inc. unclassified
Jan 10, 2005 to Jan 1, 2008 · Beverly Hills, Ca
Genter Capital Management independent RIA
Apr 23, 2003 to Apr 21, 2005 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to Commonwealth Financial Network
left Feb 18, 2014, registered Apr 3, 2023 (3331 days) · Wirehouse to affiliated broker-dealer or bank
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Genter Capital Management to A. G. Edwards & Sons, Inc.
left Apr 21, 2005, registered Jan 10, 2005 (-101 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address