RIA Intelligence

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Jun 29, 2026 · Burton, Mi
• H••••••••• F•••••••• A••••••• BD affiliated current
  since Sep 3, 2019 · Burton, Mi
• C••• B•••••••• S•••••••• I••• former
  May 13, 2015 to Aug 21, 2019 · Lapeer, Mi
• L•• F•••••••• L•• BD affiliated
  Nov 25, 2013 to Apr 24, 2015 · Howell, Mi
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Nov 14, 2013 · Flint, Mi
• C•••• I••••••••• S••••••• C•••• former
  Jul 2, 2010 to Oct 1, 2012 · Flint, Mi
• E••••• J•••• national BD
  Sep 7, 2007 to Jan 10, 2008 · St Louis, Mo

• C••• B•••••••• S•••••••• I••• to H••••••••• F•••••••• A•••••••
  left Aug 21, 2019, registered Sep 3, 2019 (13 days) · Affiliated broker-dealer or bank to another
• L•• F•••••••• L•• to C••• B•••••••• S•••••••• I•••
  left Apr 24, 2015, registered May 13, 2015 (19 days) · Other
• J••• M••••• S••••••••• L•• to L•• F•••••••• L••
  left Nov 14, 2013, registered Nov 25, 2013 (11 days) · Other
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• E••••• J•••• to C•••• I••••••••• S••••••• C••••
  left Jan 10, 2008, registered Jul 2, 2010 (904 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address