R••••• L•••••• S•••••

• S•••••••• A••••••• L•• national BD current
  since Mar 31, 2025 · Havertown, Pa
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Nov 14, 2018 to Mar 31, 2025 · King Of Prussia, Pa
• M••••• G••••• A••••••• I••• independent RIA
  Aug 25, 2017 to Nov 1, 2018 · Radnor, Pa
• S•••••••• A••••••• L•• national BD
  Jul 19, 2012 to Aug 17, 2017 · King Of Prussia, Pa
• V••••••• A•••••••• I••• BD affiliated
  Mar 8, 2006 to Oct 30, 2006 · Malvern, Pa

• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• M••••• G••••• A••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Nov 1, 2018, registered Nov 14, 2018 (13 days) · RIA to affiliated broker-dealer or bank
• S•••••••• A••••••• L•• to M••••• G••••• A••••••• I•••
  left Aug 17, 2017, registered Aug 25, 2017 (8 days) · Other
• V••••••• A•••••••• I••• to S•••••••• A••••••• L••
  left Oct 30, 2006, registered Jul 19, 2012 (2089 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address