RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since May 6, 2025 · Coral Springs, Fl
• G•••• P•••• A•••••••• L•• former
  Apr 1, 2021 to May 2, 2025 · Rockville, Md
• H• B•••• I••• former
  Dec 26, 2017 to Apr 1, 2021 · Coral Springs, Fl
• B••••• G••••• A•••• M••••••••• BD affiliated
  Jun 14, 2006 to Dec 31, 2015 · B•••••, Ma
• W•••• F•••• A••••••• wirehouse
  Oct 25, 2005 to Nov 7, 2005 · Savannah, Ga
• M••••• S•••••• D• I••• unclassified
  Jan 28, 2000 to May 17, 2004 · Aventura, Fl

• G•••• P•••• A•••••••• L•• to L•• F•••••••• L••
  left May 2, 2025, registered May 6, 2025 (4 days) · corporate re-registration, not a move
• H• B•••• I••• to G•••• P•••• A•••••••• L••
  left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
• B••••• G••••• A•••• M••••••••• to H• B•••• I•••
  left Dec 31, 2015, registered Dec 26, 2017 (726 days) · Other
• W•••• F•••• A••••••• to B••••• G••••• A•••• M•••••••••
  left Nov 7, 2005, registered Jun 14, 2006 (219 days) · Other
• M••••• S•••••• D• I••• to W•••• F•••• A•••••••
  left May 17, 2004, registered Oct 25, 2005 (526 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address