RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Sep 20, 2022 · Petal, Ms
• P•••••••• A••••••• national BD
  Dec 13, 2013 to Sep 19, 2022 · Hattiesburg, Ms
• W•••• F•••• A••••••• wirehouse
  Nov 30, 2010 to Dec 2, 2011 · Gulfport, Ms
• H•••••• W•••••• I••••••••• S••••••• I••• independent RIA
  Apr 22, 2004 to Oct 14, 2004 · Pascagoula, Ms
• U•• F•••••••• S••••••• I••• wirehouse
  May 9, 2003 to Apr 22, 2004 · Jackson, Ms

• P•••••••• A••••••• to L•• F•••••••• L••
  left Sep 19, 2022, registered Sep 20, 2022 (1 days) · Affiliated broker-dealer or bank to independent RIA
• W•••• F•••• A••••••• to P•••••••• A•••••••
  left Dec 2, 2011, registered Dec 13, 2013 (742 days) · Wirehouse to affiliated broker-dealer or bank
• H•••••• W•••••• I••••••••• S••••••• I••• to W•••• F•••• A•••••••
  left Oct 14, 2004, registered Nov 30, 2010 (2238 days) · Other
• U•• F•••••••• S••••••• I••• to H•••••• W•••••• I••••••••• S••••••• I•••
  left Apr 22, 2004, registered Apr 22, 2004 (0 days) · Other

• W•••••• L••• H•••••••• left P•••••••• A••••••• for L•• F•••••••• L•• (registered 2022-09-20)
  Sep 19, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address