DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony Orestano
Feed of 09/14/2026
Also filed as Tony Marcus Orestano
At current firm
6 y
since Aug 4, 2020
In the industry
19 y
since Mar 8, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Allspring Funds Management, LLC asset manager currentsince Aug 4, 2020 · Temecula, Ca
- Wells Fargo Advisors wirehouseSep 15, 2017 to Oct 29, 2019 · St. Louis, Mo
- MML Investors Services, LLC BD affiliatedNov 14, 2016 to Feb 6, 2017 · Meridian, Id
- Freedom Investment Management, Inc. independent RIAOct 21, 2015 to Mar 15, 2016 · South Windsor, Ct
- Independent Financial Group, LLC BD affiliatedJun 8, 2011 to Jul 28, 2015 · San Diego, Ca
- Assetmark, Inc. BD affiliatedDec 12, 2008 to May 18, 2011 · Concord, Ca
- LPL Financial LLC BD affiliatedMar 9, 2007 to Oct 14, 2008 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Allspring Funds Management, LLCleft Oct 29, 2019, registered Aug 4, 2020 (280 days) · Other
- MML Investors Services, LLC to Wells Fargo Advisorsleft Feb 6, 2017, registered Sep 15, 2017 (221 days) · Other
- Freedom Investment Management, Inc. to MML Investors Services, LLCleft Mar 15, 2016, registered Nov 14, 2016 (244 days) · Other
- Independent Financial Group, LLC to Freedom Investment Management, Inc.left Jul 28, 2015, registered Oct 21, 2015 (85 days) · Other
- Assetmark, Inc. to Independent Financial Group, LLCleft May 18, 2011, registered Jun 8, 2011 (21 days) · Other
- LPL Financial LLC to Assetmark, Inc.left Oct 14, 2008, registered Dec 12, 2008 (59 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address