DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Audent Global Asset Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Apr 13, 2020 · 23 filings
SEC status approved since May 11, 2020
RAUM
$452M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
30%
$136M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$113M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$452M as of Mar 31, 2026
Mar 30, 2021$484M then
HNW client RAUM$106M as of Mar 31, 2026
Mar 27, 2025$196M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Mar 30, 20211 then
Employees (5.A)7 as of Mar 31, 2026
Mar 30, 20215 then
Private funds13 as of Mar 31, 2026
Mar 31, 20222 then
RAUM +4.3% over the last fiscal year-5.6% a year over threeIARs 2 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $113MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 31derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 6.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -10%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $107MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$256M57%
- High-net-worth individuals$106M23%
- Corporations and businesses$32.7M7.2%
- Individuals$30.4M6.7%
- Pension and profit-sharing plans$25.1M5.6%
- Charitable organizations$2.5M0.5%
- Individual clients
- 85reported
- HNW clients
- 38reported
- Pension plan clients
- 11reported
- Charitable clients
- 5reported
- Accounts
- 431reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.3 fund_share=0.57 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Paul Loren Feinstein | West Hollywood, Ca | Aug 26, 2024 | 27 y | 6 |
| Daniel Barrett Hennig | West Hollywood, Ca | Oct 22, 2024 | 14 y | 2 |
| Andrew Boyle | West Hollywood, Ca | Jan 1, 2026 | 10 y | 1 |
| Jonathan Daniel Caprilli | West Hollywood, Ca | Feb 6, 2026 | 11 y | 3 |
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount2 left over 36 months
Left, latest
- Van Michael Schepers to Strategic Advisers LLCNov 6, 2025 · RIA to affiliated broker-dealer or bank
- Ajeya Kukreja to Evoke AdvisorsSep 29, 2025 · RIA to RIA
Joined, latest
- Jonathan Daniel Caprilli from LidoFeb 6, 2026 · RIA to RIA
- Van Michael Schepers from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 6, 2024 · Wirehouse to independent RIA
- Daniel Barrett Hennig from Halo Investment Services, LLCOct 22, 2024 · Other
- Ajeya Kukreja from Park Avenue Securities LLCFeb 12, 2021 · Affiliated broker-dealer or bank to independent RIA
- Paul Loren Feinstein from Private Advisor Group, LLCAug 18, 2020 · RIA to a newly registered adviser
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Audent Gam Fund I, L.P. | Hedge Fund | $98.5M | 47 | Mar 31, 2022 |
| Audent Real Estate Opportunity Fund I L.P. | Hedge Fund | $40.2M | 33 | Mar 30, 2023 |
| Audent Gam Venture Fund I, LLC | Private Equity Fund | $20.1M | 22 | Mar 31, 2022 |
| Audent Gam Fund II, L.P. | Hedge Fund | $12.6M | 28 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Loren Paul Feinstein · Partner / Chief Compliance Officercontrolsince 02/2020 · owns less than 5%
- Matthew John Hughes · Chief Operating Officercontrolsince 07/2021 · owns less than 5%
- Loren Paul Feinstein · Managing Member, Ownercontrolsince 02/2020 · owns 75% or more of Awgf, LLC
Entity owners
- Audent Capital Partners, LLC · Memberdirect · owns 75% or more
- Awgf, LLC · Member, Ownerindirect · owns 75% or more of Audent Capital Partners, LLC
Related persons
Schedule D 7.A
- Audent Gam Fund I Gp, LLCpooled vehicle sponsory
- Audent Real Estate Opportunity Fund I Gp, LLCpooled vehicle sponsory
- Awgf, LLCpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Hollywood, Ca · principal | 4 | 2 | 2 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- client mix shiftChange between filings · filing Mar 31, 2026private-client share of RAUM moved from 51.0% to 30.0% between the annual amendments of 2025-03-27 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 45.0% to 23.0% between the annual amendments of 2025-03-27 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 13.0 (+225.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was 0.0% (126 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (126) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 398 to 431Feb 16, 2026 to Mar 31, 2026
- Corporate clients · 9 to 12Feb 16, 2026 to Mar 31, 2026
- HNW clients · 67 to 38Feb 16, 2026 to Mar 31, 2026
- Individual clients · 70 to 85Feb 16, 2026 to Mar 31, 2026
- Pooled vehicle clients · 4 to 13Feb 16, 2026 to Mar 31, 2026
- Private funds · 4 to 13Feb 16, 2026 to Mar 31, 2026
- Discretionary RAUM · $352M to $386MFeb 16, 2026 to Mar 31, 2026
- HNW RAUM · $196M to $106MFeb 16, 2026 to Mar 31, 2026
- Individual RAUM · $25.0M to $30.4MFeb 16, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $81.6M to $66.5MFeb 16, 2026 to Mar 31, 2026
- Pension RAUM · $21.8M to $25.1MFeb 16, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $178M to $256MFeb 16, 2026 to Mar 31, 2026
- RAUM · $434M to $452MFeb 16, 2026 to Mar 31, 2026
- Advisory employees · 3 to 4Nov 6, 2025 to Feb 16, 2026
- Employees · 6 to 7Nov 6, 2025 to Feb 16, 2026
- State-registered IARs · 3 to 4Nov 6, 2025 to Feb 16, 2026
- Advisory employees · 5 to 3Mar 27, 2025 to Nov 6, 2025
- Employees · 5 to 6Mar 27, 2025 to Nov 6, 2025
- State-registered IARs · 2 to 3Mar 27, 2025 to Nov 6, 2025
- Accounts · 435 to 398Nov 8, 2024 to Mar 27, 2025
- Charity clients · unset to 5.0Nov 8, 2024 to Mar 27, 2025
- Corporate clients · 11 to 9Nov 8, 2024 to Mar 27, 2025
- HNW clients · unset to 67.0Nov 8, 2024 to Mar 27, 2025
- Individual clients · 106 to 70Nov 8, 2024 to Mar 27, 2025
- Pension plan clients · 12 to 11Nov 8, 2024 to Mar 27, 2025
- Financial planning clients · 101-250 to 26-50Nov 8, 2024 to Mar 27, 2025
- Discretionary RAUM · $422M to $352MNov 8, 2024 to Mar 27, 2025
- HNW RAUM · unset to 195832676.0Nov 8, 2024 to Mar 27, 2025
- Individual RAUM · $367M to $25.0MNov 8, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $155M to $81.6MNov 8, 2024 to Mar 27, 2025
- Pension RAUM · $25.0M to $21.8MNov 8, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $172M to $178MNov 8, 2024 to Mar 27, 2025
- RAUM · $578M to $434MNov 8, 2024 to Mar 27, 2025
- Wrap assets (manager) · $229M to $0Nov 8, 2024 to Mar 27, 2025
- Accounts · 399 to 435Mar 31, 2023 to Mar 29, 2024
- Pension plan clients · 11 to 12Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3 to 4Mar 31, 2023 to Mar 29, 2024
- Employees · 6 to 5Mar 31, 2023 to Mar 29, 2024
- Private funds · 3 to 4Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $370M to $422MMar 31, 2023 to Mar 29, 2024
Signals
5 dated events
- Van Michael Schepers left Audent Global Asset Management, Llc for Strategic Advisers Llc (registered 2026-01-12)Nov 6, 2025 · Advisor changed firm · fact
- Ajeya Kukreja left Audent Global Asset Management, Llc for Evoke Advisors (registered 2025-10-15)Sep 29, 2025 · Advisor changed firm · fact
- Matthew John Hughes (Chief Operating Officer) appeared on Schedule A of Audent Global Asset Management, LlcJul 29, 2021 · Control person joined · fact
- Joseph Michael Winn (Partner) no longer on Schedule A of Audent Global Asset Management, Llc (listed 2021-03-30, absent 2021-07-08)Jul 8, 2021 · Control person left · inference
- Nexgen Global Asset Management, Llc filed its initial SEC registration (Form ADV)Apr 13, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Audent Global Asset Management, LLC · Independent Sponsorsshared crd · capital_provider
- Audent Global Asset Management, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- audentcap.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-388-3818reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $113Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026