RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• D••••• C•••••••
- V•••••• C•••••• M••••••••• I••• asset manager currentsince Sep 17, 2025 · Katy, Tx
- A••••• A•••• M••••••••• U•• I••• formerJan 4, 2021 to Apr 25, 2025 · Boston, Ma
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• formerFeb 10, 2014 to Dec 31, 2020 · Boston, Ma
- S•••••• M•••• M••••••••• L•• independent RIAMar 28, 2012 to Feb 6, 2014 · Watkinsville, Ga
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAMar 18, 2010 to Mar 8, 2012 · Katy, Tx
- R•••••• I••••••••• asset managerApr 4, 2007 to Apr 20, 2009 · Tacoma, Wa
- I•••••• A•• P•••••• A•••• M••••••••• I••• unclassifiedJun 29, 2005 to Jan 26, 2007 · Houston, Tx
- A••••• A•••• M••••••••• U•• I••• to V•••••• C•••••• M••••••••• I•••left Apr 25, 2025, registered Sep 17, 2025 (145 days) · corporate re-registration, not a move
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• to A••••• A•••• M••••••••• U•• I•••left Dec 31, 2020, registered Jan 4, 2021 (4 days) · corporate re-registration, not a move
- S•••••• M•••• M••••••••• L•• to A••••• P•••••• I••••••••• A•••• M••••••••• I•••left Feb 6, 2014, registered Feb 10, 2014 (4 days) · Other
- M••••• O• O•••• I••••••• S•••••••• I••• to S•••••• M•••• M••••••••• L••left Mar 8, 2012, registered Mar 28, 2012 (20 days) · Other
- R•••••• I••••••••• to M••••• O• O•••• I••••••• S•••••••• I•••left Apr 20, 2009, registered Mar 18, 2010 (332 days) · Other
- I•••••• A•• P•••••• A•••• M••••••••• I••• to R•••••• I•••••••••left Jan 26, 2007, registered Apr 4, 2007 (68 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address