RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• D••••••••
- C••••••• S••••••••• I••• BD affiliated currentsince Apr 4, 2022 · Mount Laurel, Nj
- S•••••••• S••••••••• BD affiliatedJul 3, 2017 to Apr 11, 2022 · Philadelphia, Pa
- P•• W••••• M••••••••• BD affiliatedMay 13, 2005 to Jun 16, 2017 · Marlton, Nj
- W•••• F•••• A••••••• wirehouseMay 3, 2002 to May 2, 2005 · Burlington Township, Nj
- S•••••••• S••••••••• to C••••••• S••••••••• I•••left Apr 11, 2022, registered Apr 4, 2022 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- P•• W••••• M••••••••• to S•••••••• S•••••••••left Jun 16, 2017, registered Jul 3, 2017 (17 days) · Other
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left May 2, 2005, registered May 13, 2005 (11 days) · Other
- D•••• D•••••••• left S•••••••• S••••••••• for C••••••• S••••••••• I••• (registered 2022-04-04)Apr 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address