DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• R••• C•••••

C••••• F•••••••• G••••• I•••state registeredEdmond, OkIA-onlyIAPD 3230634

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Steve Ross Conkin

At current firm

2 y

since Nov 27, 2023

In the industry

26 y

since Nov 23, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• F•••••••• G••••• I••• state registered current
since Nov 27, 2023 · Edmond, Ok
W••••••• F•••••••• S•••••••• I••• former
Oct 12, 2017 to Dec 4, 2023 · Edmond, Ok
V••• F•••••••• A•••••••• I••• BD affiliated
Mar 18, 2011 to Oct 12, 2017 · Edmond, Ok
E•••••• A••••••• G••••• L•• BD affiliated
Nov 15, 2006 to Jan 14, 2011 · Greenwood Village, Co
V••• F•••••••• A•••••••• I••• BD affiliated
Mar 8, 2000 to Oct 2, 2006 · Edmond, Ok

Moves

a registration end followed by a registration begin elsewhere

W••••••• F•••••••• S•••••••• I••• to C••••• F•••••••• G••••• I•••
left Dec 4, 2023, registered Nov 27, 2023 (-7 days) · Affiliated broker-dealer or bank to a state-registered adviser
V••• F•••••••• A•••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Oct 12, 2017, registered Oct 12, 2017 (0 days) · Other
E•••••• A••••••• G••••• L•• to V••• F•••••••• A•••••••• I•••
left Jan 14, 2011, registered Mar 18, 2011 (63 days) · Other
V••• F•••••••• A•••••••• I••• to E•••••• A••••••• G••••• L••
left Oct 2, 2006, registered Nov 15, 2006 (44 days) · Other

Signals

S••••• R••• C••••• left W••••••• F•••••••• S•••••••• I••• for C••••• F•••••••• G••••• I••• (registered 2023-11-27)
Dec 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address