J••• E•••

K••••• A••••••• S•••••••• L••BD affiliatedChicago, Il dual registrantIAPD 3237645

Certified Financial Planner

Feed of 09/15/2026

Also filed as J••• C••••• E•••••••• C••••• E•••••••• C••••• E•••

At current firm

1 y

since Sep 2, 2025

In the industry

26 y

since Aug 11, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Sep 2, 2025 · Chicago, Il
J••• M••••• S••••••••• L•• wirehouse
Sep 23, 2016 to Sep 3, 2025 · Chicago, Il
A••••• A•• P••••••• S••••••• BD affiliated
Apr 3, 2015 to Sep 6, 2016 · Chicago, Il
C•••••• S••••• • C••• I••• national BD
Nov 18, 2010 to Mar 27, 2015 · Chicago, Il
S•••••••• A••••••• L•• national BD
Dec 13, 2006 to Oct 19, 2010 · Chicago, Il
T• A••••••••• I••••••••• M••••••••• L•• former
May 19, 2006 to Jul 5, 2006 · Overland Park, Ks
T• A••••••••• I••• former
Oct 20, 2003 to Jul 5, 2006 · Kansas City, Mo

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to K••••• A••••••• S•••••••• L••
left Sep 3, 2025, registered Sep 2, 2025 (-1 days) · Wirehouse to affiliated broker-dealer or bank
A••••• A•• P••••••• S••••••• to J••• M••••• S••••••••• L••
left Sep 6, 2016, registered Sep 23, 2016 (17 days) · Other
C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••
left Mar 27, 2015, registered Apr 3, 2015 (7 days) · Other
S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Oct 19, 2010, registered Nov 18, 2010 (30 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jul 5, 2006, registered May 19, 2006 (-47 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• A••••••• L••
left Jul 5, 2006, registered Dec 13, 2006 (161 days) · Other

Signals

••• Locked
Sep 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address