RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• J••• S•••
- C•••••• I••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Dec 13, 2016 · Murrells Inlet, Sc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 4, 2012 to Dec 8, 2016 · Murrells Inlet, Sc
- W•••• F•••• A••••••• wirehouseAug 4, 2004 to Apr 3, 2012 · Pawleys Island, Sc
- L•• F•••••••• L•• BD affiliatedJan 16, 2004 to Aug 18, 2004 · Murrells Inlet, Sc
- W•••• F•••• A••••••• wirehouseJan 12, 2004 to Jan 30, 2004 · Myrtle Beach, Sc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••• I••••••••• A••••••• S•••••••• L••left Dec 8, 2016, registered Dec 13, 2016 (5 days) · Other
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 3, 2012, registered Apr 4, 2012 (1 days) · Other
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Aug 18, 2004, registered Aug 4, 2004 (-14 days) · Other
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jan 30, 2004, registered Jan 16, 2004 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address