RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• S•••••• W•••••
- W•••• F•••• A••••••• wirehouse currentsince Sep 4, 2025 · Tucson, Az
- W•••• F•••• A••••••• wirehouseJan 19, 2011 to Sep 4, 2025 · Tucson, Az
- P•• M•••••• A•••••• S••••••••• I••• formerOct 15, 2010 to Jan 5, 2011 · Houston, Tx
- S• J•••• W••••• M••••••••• unclassifiedApr 15, 2010 to Oct 15, 2010 · Tucson, Az
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Sep 4, 2025, registered Sep 4, 2025 (0 days) · channel change inside one enterprise, not a move · moved with a team
- P•• M•••••• A•••••• S••••••••• I••• to W•••• F•••• A•••••••left Jan 5, 2011, registered Jan 19, 2011 (14 days) · Other
- S• J•••• W••••• M••••••••• to P•• M•••••• A•••••• S••••••••• I•••left Oct 15, 2010, registered Oct 15, 2010 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address