RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• C••••••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 2, 2025 · Clermont, Fl
- J••• M••••• S••••••••• L•• wirehouseSep 10, 2013 to Apr 3, 2025 · Winter Garden, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedMar 19, 2012 to Aug 30, 2013 · Oviedo, Fl
- L••••• F••••••••• I••• BD affiliatedApr 7, 2011 to Mar 5, 2012 · Kissimmee, Fl
- O•••• I••••••••• I••• BD affiliatedFeb 15, 2006 to Mar 25, 2011 · Kissimmee, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedFeb 5, 2004 to Feb 24, 2006 · Orlando, Fl
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Apr 3, 2025, registered Apr 2, 2025 (-1 days) · Wirehouse to wirehouse · moved with a team
- F•••• T•••• S••••••••• I••• to J••• M••••• S••••••••• L••left Aug 30, 2013, registered Sep 10, 2013 (11 days) · Other
- L••••• F••••••••• I••• to F•••• T•••• S••••••••• I•••left Mar 5, 2012, registered Mar 19, 2012 (14 days) · Other
- O•••• I••••••••• I••• to L••••• F••••••••• I•••left Mar 25, 2011, registered Apr 7, 2011 (13 days) · Other
- V•••• F•••••••• A•••••••• I••• to O•••• I••••••••• I•••left Feb 24, 2006, registered Feb 15, 2006 (-9 days) · Other
- B•••• C•••••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2025-04-02)Apr 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address