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Registered advisor
V••••••• H••••••• M•••••
Feed of 09/14/2026
Also filed as V••••••• Faye H•••••••
At current firm
2 y
since Dec 7, 2023
In the industry
27 y
since Jul 13, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• F•••••••• P••••••• BD affiliated currentsince Dec 7, 2023 · Trussville, Al
- T••••• A••••••• S•••••••• I••• BD affiliatedMar 2, 2021 to Oct 10, 2023 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Mar 2, 2021 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerJun 7, 2011 to Jan 2, 2018 · Charlotte, Nc
- P•• M•••••• A•••••• S••••••••• I••• formerOct 18, 2010 to Feb 15, 2011 · Birmingham, Al
- S• J•••• W••••• M••••••••• unclassifiedApr 7, 2010 to Aug 10, 2010 · Birmingham, Al
- B••• C•••••• I••••••••• S••••••••• I•• unclassifiedMay 22, 2002 to Mar 16, 2010 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to I••••••••• F•••••••• P•••••••left Oct 10, 2023, registered Dec 7, 2023 (58 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Mar 2, 2021, registered Mar 2, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- P•• M•••••• A•••••• S••••••••• I••• to B••• I••••••••• S•••••••• I•••left Feb 15, 2011, registered Jun 7, 2011 (112 days) · Other
- S• J•••• W••••• M••••••••• to P•• M•••••• A•••••• S••••••••• I•••left Aug 10, 2010, registered Oct 18, 2010 (69 days) · Other
- B••• C•••••• I••••••••• S••••••••• I•• to S• J•••• W••••• M•••••••••left Mar 16, 2010, registered Apr 7, 2010 (22 days) · corporate re-registration, not a move
Signals
- V••••••• H••••••• M••••• left T••••• A••••••• S•••••••• I••• for I••••••••• F•••••••• P••••••• (registered 2023-12-07)Oct 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address