RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• M••• W•••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 30, 2026 · Greensburg, Pa
- L•• F•••••••• L•• BD affiliatedMar 13, 2017 to Jul 29, 2026 · Greensburg, Pa
- W•••• F•••• A••••••• wirehouseSep 28, 2016 to Apr 11, 2017 · Greensburg, Pa
- W•••• F•••• A••••••• wirehouseJun 7, 2011 to May 24, 2013 · Greensburg, Pa
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 29, 2026, registered Jul 30, 2026 (1 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to L•• F•••••••• L••left Apr 11, 2017, registered Mar 13, 2017 (-29 days) · Other
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left May 24, 2013, registered Sep 28, 2016 (1223 days) · channel change inside one enterprise, not a move
- T•••••• M••• W••••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-07-30)Jul 29, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address