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Registered advisor

B•••• G••••• P•••••

C•••••• A•••••••BD affiliatedZelienople, Pa dual registrantIAPD 3249582

Feed of 09/15/2026

Also filed as B•••• P•••••

At current firm

2 y

since Feb 1, 2024

In the industry

27 y

since Sep 4, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• A••••••• BD affiliated current
since Feb 1, 2024 · Zelienople, Pa
L•••••• I••••••••• independent RIA current
since Feb 1, 2024 · Fort Washington, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Feb 2, 2024 · Sewickley, Pa
C••••• A•••••• N••••••• L•• former
Feb 24, 2021 to Jun 29, 2023 · Sewickley, Pa
P••• A••••• S••••••••• L•• BD affiliated
May 19, 2010 to Feb 28, 2021 · Pittsburgh, Pa
E•••••••• A•••••••• L•• national BD
Aug 22, 2002 to Dec 16, 2004 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to C•••••• A•••••••
left Feb 2, 2024, registered Feb 1, 2024 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
P••• A••••• S••••••••• L•• to C••••• A•••••• N••••••• L••
left Feb 28, 2021, registered Feb 24, 2021 (-4 days) · Affiliated broker-dealer or bank to another
E•••••••• A•••••••• L•• to P••• A••••• S••••••••• L••
left Dec 16, 2004, registered May 19, 2010 (1980 days) · Other

Signals

B•••• G••••• P••••• left C••••• I••••••••• A••••••• L•• for L•••••• I••••••••• (registered 2024-02-01)
Feb 2, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address