DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••• H••••••

••••••••independent RIAClayton, Mo dual registrantIAPD 3253907

Feed of 09/15/2026

Also filed as J••• Michael H••••••

At current firm

2 y

since Jun 28, 2024

In the industry

27 y

since Aug 19, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Jun 28, 2024 · Olympia, Wa
W•••• F•••• A••••••• wirehouse
May 19, 2023 to Jul 5, 2024 · Olympia, Wa
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to May 19, 2023 · Seattle, Wa
W•••• F•••• I••••••••• L•• unclassified
Jun 4, 2003 to Jan 3, 2011 · Lacey, Wa
A• G• E•••••• • S•••• I••• unclassified
Jan 23, 2001 to Jun 19, 2003 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to ••••••••
left Jul 5, 2024, registered Jun 28, 2024 (-7 days) · Wirehouse to independent RIA
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left May 19, 2023, registered May 19, 2023 (0 days) · channel change inside one enterprise, not a move
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
A• G• E•••••• • S•••• I••• to W•••• F•••• I••••••••• L••
left Jun 19, 2003, registered Jun 4, 2003 (-15 days) · Other

Signals

J••• H•••••• left W•••• F•••• A••••••• for &Partners (registered 2024-06-28)
Jul 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address