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Registered advisor
N••••• Y••••• R••••
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••independent RIACincinnati, Oh dual registrantIAPD 3254135
Feed of 09/15/2026
At current firm
2 y
since May 21, 2024
In the industry
21 y
since Nov 23, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA currentsince May 21, 2024 · Scottsdale, Az
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedOct 26, 2016 to May 20, 2024 · Blue Ash, Oh
- O•••• F•• I••• formerMar 6, 2013 to Sep 30, 2016 · Hebron, Ky
- P•••••••• S••••••••• I••• BD affiliatedApr 24, 2009 to Dec 31, 2012 · West Chester, Oh
- M•• F•••••••• S•••••••• I••• formerNov 23, 2004 to Nov 17, 2008 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left May 20, 2024, registered May 21, 2024 (1 days) · Affiliated broker-dealer or bank to independent RIA
- O•••• F•• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 30, 2016, registered Oct 26, 2016 (26 days) · Other
- P•••••••• S••••••••• I••• to O•••• F•• I•••left Dec 31, 2012, registered Mar 6, 2013 (65 days) · Other
- M•• F•••••••• S•••••••• I••• to P•••••••• S••••••••• I•••left Nov 17, 2008, registered Apr 24, 2009 (158 days) · Other
Signals
- N••••• Y••••• R•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• (registered 2024-05-21)May 20, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address