DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Alain Bahram Brown

Wells Fargo AdvisorswirehouseIndianapolis, Indual registrantIAPD 3254348

Feed of 09/14/2026

At current firm

2 y

since Jul 29, 2024

In the industry

27 y

since Jul 16, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Jul 29, 2024 · Indianapolis, In
Fifth Third Securities, Inc. BD affiliated
Jan 8, 2015 to Aug 2, 2024 · Noblesville, In
Pnc Wealth Management BD affiliated
Nov 13, 2009 to Jan 8, 2015 · Greenwood, In
Natcity Investments, Inc. unclassified
Feb 1, 2007 to Nov 13, 2009 · Columbus, In
Oneamerica Securities, Inc. BD affiliated
Jul 26, 2006 to Feb 6, 2007 · Carmel, In

Moves

a registration end followed by a registration begin elsewhere

Fifth Third Securities, Inc. to Wells Fargo Advisors
left Aug 2, 2024, registered Jul 29, 2024 (-4 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Pnc Wealth Management to Fifth Third Securities, Inc.
left Jan 8, 2015, registered Jan 8, 2015 (0 days) · Other · moved with a team
Natcity Investments, Inc. to Pnc Wealth Management
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
Oneamerica Securities, Inc. to Natcity Investments, Inc.
left Feb 6, 2007, registered Feb 1, 2007 (-5 days) · Other

Signals

Alain Bahram Brown left Fifth Third Securities, Inc. for Wells Fargo Advisors (registered 2024-07-29)
Aug 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address