RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•• L••••••• L••••••
- Title
- Wealth Managerreportedwealthcompass.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- W••••• C•••••• F••••••••• I••• independent RIA currentsince Sep 27, 2021 · Carlsbad, Ca
- M•••••• A••••• S••••••••• L•• BD affiliatedDec 8, 2016 to Apr 5, 2017 · Carlsbad, Ca
- A• W••••• M••••••••• L•• BD affiliatedDec 6, 2016 to Jan 3, 2022 · Carlsbad, Ca
- G••••• F•••••••• P•••••• C••••••• I••• formerOct 17, 2014 to Dec 8, 2016 · Vista, Ca
- C•••••• S•••••• P••••••• formerAug 9, 2012 to Oct 17, 2014 · Irvine, Ca
- F•••••••• W••• G•••• formerJan 14, 2003 to Aug 8, 2012 · Vista, Ca
- A• W••••• M••••••••• L•• to M•••••• A••••• S••••••••• L••left Jan 3, 2022, registered Dec 8, 2016 (-1852 days) · Other
- M•••••• A••••• S••••••••• L•• to W••••• C•••••• F••••••••• I•••left Apr 5, 2017, registered Sep 27, 2021 (1636 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to A• W••••• M••••••••• L••left Dec 8, 2016, registered Dec 6, 2016 (-2 days) · Other
- C•••••• S•••••• P••••••• to G••••• F•••••••• P•••••• C••••••• I•••left Oct 17, 2014, registered Oct 17, 2014 (0 days) · Other
- F•••••••• W••• G•••• to C•••••• S•••••• P•••••••left Aug 8, 2012, registered Aug 9, 2012 (1 days) · Other
- T•• L••••••• L•••••• left A• W••••• M••••••••• L•• for M•••••• A••••• S••••••••• L•• (registered 2016-12-08)Jan 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address