RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S••••••••• W••••• mixed wealth currentsince Feb 13, 2025 · Cheswick, Pa
- L•••••• A•••• M••••••••• formerJan 3, 2023 to Feb 14, 2025 · Cheswick, Pa
- G••••••• A•••••••• L•• independent RIAJan 8, 2021 to Dec 31, 2022 · Arden Hills, Mn
- W••••••• F•••••••• S•••••••• I••• formerMar 1, 2019 to Dec 31, 2020 · Cheswick, Pa
- Q•••••• A•••• M••••••••• I••• formerJul 14, 2016 to Mar 1, 2019 · Cheswick, Pa
- C••••••• S••••••••• I••• BD affiliatedSep 27, 2012 to Jul 27, 2016 · Lower Burrell, Pa
- P•• W••••• M••••••••• BD affiliatedMay 4, 2012 to Sep 28, 2012 · New Kensington, Pa
- L•••••• A•••• M••••••••• to S••••••••• W•••••left Feb 14, 2025, registered Feb 13, 2025 (-1 days) · corporate re-registration, not a move
- G••••••• A•••••••• L•• to L•••••• A•••• M•••••••••left Dec 31, 2022, registered Jan 3, 2023 (3 days) · RIA to RIA
- W••••••• F•••••••• S•••••••• I••• to G••••••• A•••••••• L••left Dec 31, 2020, registered Jan 8, 2021 (8 days) · Affiliated broker-dealer or bank to independent RIA
- Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• I••• to Q•••••• A•••• M••••••••• I•••left Jul 27, 2016, registered Jul 14, 2016 (-13 days) · Other
- P•• W••••• M••••••••• to C••••••• S••••••••• I•••left Sep 28, 2012, registered Sep 27, 2012 (-1 days) · Other
- J•••• M•••• B•••• left G••••••• A•••••••• L•• for L•••••• A•••• M••••••••• (registered 2023-01-03)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address