RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• E•••••• K••••••
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager currentsince Aug 17, 2021 · Lakeville, Mn
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager currentsince May 12, 2010 · Lakeville, Mn
- F•••••••• S••••••••• C•••• no RAUM currentsince Nov 11, 2009 · Pittsburgh, Pa
- F•••••••• I••••••••• C••••••••• institutional currentsince Jan 5, 2006 · Lakeville, Mn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 30, 2004 to Jun 28, 2005 · Bloomington, Mn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••••••• I••••••••• C•••••••••left Jun 28, 2005, registered Jan 5, 2006 (191 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address