DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• R•••• S•••••

A••••••• F••••••••• L•••BD affiliatedNorwood, Ma IA-onlyIAPD 3264011

Chartered Financial Analyst

Feed of 09/15/2026

Also filed as Chris Roger Stuart

At current firm

0 y

since Nov 13, 2025

In the industry

27 y

since Aug 12, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• F••••••••• L••• BD affiliated current
since Nov 13, 2025 · Folsom, Ca
S••••••••• C•••••• P••••••• L•• former
Jul 11, 2022 to Oct 30, 2025 · Norwood, Ma
C••••••••• F•••••••• N•••••• national BD
May 20, 2015 to Jun 21, 2022 · Waltham, Ma
C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager
Feb 19, 2014 to May 12, 2015 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

S••••••••• C•••••• P••••••• L•• to A••••••• F••••••••• L•••
left Oct 30, 2025, registered Nov 13, 2025 (14 days) · RIA to affiliated broker-dealer or bank · moved with a team
C••••••••• F•••••••• N•••••• to S••••••••• C•••••• P••••••• L••
left Jun 21, 2022, registered Jul 11, 2022 (20 days) · Affiliated broker-dealer or bank to independent RIA
C••••••• M••••••••• I••••••••• A•••••••• L•• to C••••••••• F•••••••• N••••••
left May 12, 2015, registered May 20, 2015 (8 days) · Other

Signals

C••••••••• R•••• S••••• left S••••••••• C•••••• P••••••• L•• for A••••••• F••••••••• L••• (registered 2025-11-13)
Oct 30, 2025 · Advisor changed firm · fact
C••••••••• R•••• S••••• left C••••••••• F•••••••• N•••••• for S••••••••• C•••••• P••••••• L•• (registered 2022-07-11)
Jun 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address