DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H•••• J•••• S••••••

A••••••••• L•••otherArlington, Va dual registrantIAPD 3265351

Feed of 09/14/2026

Also filed as H•••• J•••• Jr S••••••

At current firm

1 y

since Jun 5, 2025

In the industry

22 y

since Oct 17, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• L••• other current
since Jun 5, 2025 · New York, Ny
C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager
May 1, 2010 to Jun 27, 2025 · Minneapolis, Mn
B••• A•••••••• L•• former
Aug 27, 2007 to May 1, 2010 · Houston, Tx
C••••••••• I••••••••• L•• mixed wealth
Dec 20, 2005 to Aug 24, 2007 · New York, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Oct 30, 2003 to Dec 21, 2005 · Stamford, Ct

Moves

a registration end followed by a registration begin elsewhere

C••••••• M••••••••• I••••••••• A•••••••• L•• to A••••••••• L•••
left Jun 27, 2025, registered Jun 5, 2025 (-22 days) · Other
B••• A•••••••• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••
left May 1, 2010, registered May 1, 2010 (0 days) · corporate re-registration, not a move
C••••••••• I••••••••• L•• to B••• A•••••••• L••
left Aug 24, 2007, registered Aug 27, 2007 (3 days) · Other
C•••••••• G••••• M•••••• I••• to C••••••••• I••••••••• L••
left Dec 21, 2005, registered Dec 20, 2005 (-1 days) · corporate re-registration, not a move

Signals

H•••• J•••• S•••••• left C••••••• M••••••••• I••••••••• A•••••••• L•• for A••••••••• L••• (registered 2025-06-05)
Jun 27, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address