RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• L••••••• B••••
- C•••••• independent RIA currentsince Oct 11, 2022 · Atlanta, Ga
- C• B••••••••• P•••••• W••••• formerMar 9, 2007 to Mar 31, 2023 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerJan 3, 2005 to Jul 8, 2005 · Atlanta, Ga
- V••• F•••••••• A•••••••• I••• BD affiliatedAug 20, 2003 to Nov 12, 2003 · Atlanta, Ga
- J••• A•••••••• I••• formerApr 24, 2003 to Aug 11, 2003 · Atlanta, Ga
- G• F•••••••• A•••••••• I••• unclassifiedApr 24, 2003 to Aug 11, 2003 · Atlanta, Ga
- C• B••••••••• P•••••• W••••• to C••••••left Mar 31, 2023, registered Oct 11, 2022 (-171 days) · corporate re-registration, not a move
- S••••••• I••••••••• S•••••••• I••• to C• B••••••••• P•••••• W•••••left Jul 8, 2005, registered Mar 9, 2007 (609 days) · Other
- V••• F•••••••• A•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Nov 12, 2003, registered Jan 3, 2005 (418 days) · Other
- J••• A•••••••• I••• to V••• F•••••••• A•••••••• I•••left Aug 11, 2003, registered Aug 20, 2003 (9 days) · Other
- G• F•••••••• A•••••••• I••• to J••• A•••••••• I•••left Aug 11, 2003, registered Apr 24, 2003 (-109 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address