DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nisheet Patel

Neuberger Berman Bd LLCno RAUMNew York, Ny IA-onlyIAPD 3269893

Feed of 09/15/2026

Also filed as Nisheet A Patel

At current firm

0 y

since Mar 24, 2026

In the industry

18 y

since Feb 29, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Neuberger Berman Bd LLC no RAUM current
since Mar 24, 2026 · New York, Ny
Edward Jones national BD
Aug 22, 2022 to Nov 21, 2025 · St Louis, Mo
Morgan Stanley wirehouse
Nov 3, 2017 to Aug 26, 2022 · New York, Ny
Park Avenue Securities LLC BD affiliated
Jul 20, 2012 to May 11, 2017 · New York, Ny
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Apr 27, 2011 to Jun 18, 2012 · New York, Ny
Managed Account Advisors LLC independent RIA
Mar 4, 2008 to Sep 4, 2009 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Edward Jones to Neuberger Berman Bd LLC
left Nov 21, 2025, registered Mar 24, 2026 (123 days) · Other
Morgan Stanley to Edward Jones
left Aug 26, 2022, registered Aug 22, 2022 (-4 days) · Wirehouse to affiliated broker-dealer or bank
Park Avenue Securities LLC to Morgan Stanley
left May 11, 2017, registered Nov 3, 2017 (176 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Park Avenue Securities LLC
left Jun 18, 2012, registered Jul 20, 2012 (32 days) · Other
Managed Account Advisors LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Sep 4, 2009, registered Apr 27, 2011 (600 days) · Other

Signals

Nisheet Patel left Edward Jones for Neuberger Berman Bd Llc (registered 2026-03-24)
Nov 21, 2025 · Advisor changed firm · fact
Nisheet Patel left Morgan Stanley for Edward Jones (registered 2022-08-22)
Aug 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address